Weston International Capital Markets LLC’s Business Continuity Planning

Weston International Capital Markets LLC has developed a Business Continuity Plan regarding how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan. At present, we not engage in any trading activity for our own account or for the account of any customer.

Contacting Us – If after a significant business disruption you cannot contact us as you usually do at by phone at 212-888-4560; by fax at 212-319-1152, in person or by e-mail, you should go to our web site at www.westonfinancial.com . If you cannot access us through any of these means, you should contact us by mail at 150 East 58th Street, New York, New York 10155, our Office Address, and 502 Park Avenue, New York, New York 10022, our Alternate Address in the event of an SBD, for instructions on how you may obtain prompt access to funds and securities, enter orders and process other trade-related, cash, and security transfer transactions.

Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Our important records are backed up in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, our objective is to restore our operations and be able to complete existing transactions and accept new transactions and payments within 24 hours. Your orders and requests for funds and securities could be delayed during this period.

Varying Disruptions – Significant business disruptions can vary in their scope. The severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within one day. Regardless of the situation, we plan to resume business as expeditiously as possible, and notify you through our web site www.westonfinancial.com how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.

For more information-If you have questions about our business continuity planning, you can contact us at ddepalma@westonfinancial.com